The Pembroke Group Investment Process
(Con't)

Phase 3: Due Diligence
To assess the needs and capabilities of the company we will assemble a team of investment bankers and advisors to perform the appropriate due diligence. As required, we also engaged outside lawyers and an independent accounting firm to assist our efforts.

Due Diligence includes a review of the company books and records, in-depth discussions with the management team and in-depth financial analysis. The outcome leads to a recommendation for a valuation of the company. Companies without experience in obtaining investment capital can most benefit from Phase 2 and Phase 3, when seeking capital from investors.